PLAN

Never leave planning until the last minute - Jo Barnard, CEO, Morrama

Plan means

to decide in advance and make arrangements for. - Oxford Dictionary

Planning is essential to the formulation and execution of a strategy. Once a formal request is received to initiate strategy work, the lead facilitator should initiate the planning process or delegate it to a facilitator who is responsible for that strategy. Planning helps the facilitator engage the strategy's sponsor, define the scope and time horizon, identify stakeholders, and describe the organization's vision.

Objectives

  1. Review the context for strategy formulation

  2. Identify vision, scope and time horizon

  3. Define how strategy framework will be applied

  4. Assign the strategy facilitator

Approach

  1. Define Strategy Tree

  2. Define Business Capability Map

  3. Engage Sponsor

  4. Develop Business Disruption Map

  5. Define time horizon

  6. Define vision

  7. Identify the list of stakeholders

  8. Define a risk management plan

  9. Assign facilitator

  10. Techniques: RACI, Stakeholder Analysis, Concern Analysis

Actors

  1. Lead Facilitator

  2. Facilitator

  3. Sponsor of the strategy

Output

  1. Strategy tree

  2. Business Disruption Map

  3. Business Capability Map

  4. Basic information about the strategy

  5. List of stakeholders

  6. Business Technology Glossary

  7. Plan to manage strategy risks and strategy risk register

Activities

Preliminary Planning

There are different types or levels of strategy. Corporate strategy is at level 1 and sets the direction for the entire organization. Planning at this level requires some additional preparation and initiation activities to meet the overall requirements.

1. Define Strategy Tree

The strategy tree is a hierarchical representation of your organization's strategies. It is a cascade used to disseminate the overarching corporate strategy throughout the organization. The corporate strategy is always at level 1 and therefore the first strategy entry should be created when planning the corporate strategy. The Strategy Tree should provide the following Information:

  • Strategies at levels 1, 2, and 3 (Strategy Cascade)

  • Facilitator and owner of each strategy

  • The formulation status of the strategies

  • The execution status of the strategies

  • The access status of the current user

The strategy tree can be used to document existing strategies, plan future strategies by creating placeholders, or define strategies for which the sponsor has made a formal request.

Workflow: Manage Strategy Tree

2. Define Business Capability Map

The business capability map defines "what the organization should do" to achieve its goals. In the preliminary phase, facilitator should determine the approach to defining the business capability map for the organization. Usually one of the following two approaches are adopted:

  • Top-down approach: This approach involves business and technology stakeholders in the development of the capability map during strategy formulation. This approach is likely to result in a business capability model that is closely aligned with your business and has greater stakeholder support and buy-in. This approach works best when senior business and technology stakeholders are fully engaged and the necessary skills and resources are in place to plan and deliver the workshops required to develop the model.

    Advantages: Consensus through participation, better alignment with corporate strategy. Disadvantages: Significant effort, energy and time, friction between stakeholders.

  • Bottom-up approach: This approach uses a reference model for your industry or a "straw man" model that is an initial concept version that can be discussed and improved. This is a faster approach, but the generic industry model or straw man model may not have deeper relevance to your business at the beginning. This approach works best when the required skills or availability of executive-level stakeholders are in question. In this case, you can adopt this approach and refine it over time to align with stakeholder concerns. Examples: BIAN, eTom, UK HE Capability Model

    Advantages: minimal effort, accelerated implementation. Disadvantages: limited stakeholder engagement at the inception

If the sponsor and lead facilitator decide to use the bottom-up approach, the lead facilitator should create a straw man model in the system. We recommend this approach because of its advantages.

Workflow: Manage Business Capability Map

3. Business Disruption Map

Develop an initial catalog of business disruptions related to your organization and industry. It should include all internal and external challenges, opportunities and pain points which may have an impact on organizational outcomes.

Planning for All Strategies

The following are the key steps in the strategy planning process for all strategies:

Engage Sponsor

A sponsor

is a leader who plays a key role in formulating and implementing the strategy and is responsible for achieving the goals and key outcomes. There is only one accountable person for a strategy.

The first step in the planning process is to meet with the sponsor and obtain formal approval to formulate the strategy. This may take the form of a formal document signed by the sponsor, meeting minutes, or a simple email approving the work.

The sponsor should be informed of the following:

  • the framework for formulation and execution

  • the effort and time that may be required to formulate the strategy

  • the resources that may be needed, such as tools, meeting or video conferencing facility, or the time commitment of those involved

  • the InnowayIT application and its capabilities

  • a demo may also be organized to provide an overview of the application

Workflow: Manage Strategy

Capture concerns and vision

A concern is "a matter of interest or importance to stakeholders".

Discuss and record the sponsor's concerns. Prepare a list of questions in advance. Make sure the discussion is well-rounded and touches on important areas of strategy (Read more about Strategy Lenses). The focus should be on identifying and prioritizing the key decisions that will shape the organization's future.

Vision is an aspirational view of the future of the organization.

A vision creates a common purpose and motivates the team to action. A clear vision statement provides guidance to the employees and ensures that their actions are in line with the vision and not in conflict with it.

Define the scope

The scope of a strategy includes the business area or subject matter it is aimed at or relevant to. The scope may include business units, products, customer or market segments, capabilities and systems.

Define the time horizon

The time horizon of a strategy refers to the time frame within which the stakeholders intend to achieve their goals. Usually, the time horizon of a strategy is 3-5 years. Within this time horizon, there can be many OKR cadences, depending on the organizational situation.

Identify the list of stakeholders

Discuss the list of stakeholders with the sponsor. Ensure stakeholders from all relevant areas are involved in strategy formulation, including but not limited to business, technology, innovation, operations, risk, and marketing.

Assign Facilitator

A facilitator is

".. a person who helps a group of people to work together better, understand common objectives, and plan how to achieve these objectives, during meetings or discussions. In doing so, the facilitator remains "neutral", meaning they do not take a particular position in the discussion" -- Wikipedia

At the planning stage, the Lead Facilitator can assign a Facilitator for this strategy if it has not already been done.

Define Glossary

Define a glossary of business and technology terms as a common language for stakeholders.

Workflow: Manage Strategy Glossary

Strategy Risk Manage

Document a plan to manage risks which will be discovered during the strategy formulation and execution process. A risk register should be created for the strategy.

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